A more democratic
electoral system: let’s give Condorcet a go
Benedict Spearritt
Australia has a long
history of innovation in all things democratic, particularly with the introduction
of Preferential Voting federally in 1918. Originally implemented to avoid
splitting the vote between the two main conservative parties, since then it has
helped voters of all persuasions to indicate their sincere first choice,
without ‘wasting their vote’ and forfeiting their say on the formation of
government. Subsequently many Australians think that our use of Preferential
Voting sets us apart as one of the most democratic ‘democracies’ in the world.
So it may come as a surprise to hear that Preferential Voting is not the most
democratic system available for single member electorates, and that it is in
fact democratically deficient.
The ‘Condorcet Method’,
devised by the French philosopher, mathematician and political scientist, Marquis de Condorcet in
1785, still requires electors to rank candidates in the order that they would
like to see them elected. The only difference is in how the votes, and more
specifically the preferences of each voter are counted in order to determine
the winner.
The Condorcet Criterion states that if a candidate is preferred by a
majority of the electorate over all other candidates, then that candidate
should win. This sounds reasonable enough, but it doesn’t happen in our current
Preferential model. Condorcet simulates many head-to-head battles between all
possible combinations of candidates, to find the candidate that is universally
preferred by a majority of the electorate. Much like many two candidate first
past the post elections would. For instance consider a series of ballots with candidates
A, B and C ranked as follows:
Preferences
|
1. 2. 3. |
|
45% |
A, C, B |
|
35% |
B, C, A |
|
20% |
C, B, A |
The numbers at the top indicate the order in which each group of electors
would like to see the three candidates elected. For simplicity the electors
have been divided into three groups of 45%, 35% and 20%, although the same
principles would apply to more realistic voting patterns. A helpful feature of
Condorcet voting is that only one count needs to done to determine the winner,
rather than several rounds. As a result all of the information from the ballots
can be tallied in one matrix. This advantage would certainly reduce election
night hangovers!
|
|
A |
B |
C |
|
Candidate A |
N/A |
B [55%] A [45%] |
C [55%] A [45%] |
|
Candidate B |
A [45%] B [55%] |
N/A |
C [65%] B [35%] |
|
Candidate C |
A [45%] C [55%] |
B [35%] C [65%] |
N/A |
|
Pairwise results: won,lost |
0, 2 |
1,0 |
2,0 |
It can be seen in a simple majority system such as first past the post, that
candidate A would be the winner, even though a majority of the electorate
clearly favours both other candidates over A. However a Preferential system
would be little better. C has the lowest primary vote and is eliminated The preferences of C voters flow to B,
making B the winner even though a majority prefers candidate C over candidate
B, as would be demonstrated in a two candidate race. To determine the Condorcet
candidate we look at the pairwise matchings. A is least preferred to both other
candidates by a majority of 55% to 45%, so A is elmininated. There is now only
one contest left and candidate C defeats B 65% to 35%, making C the Condorcet
winner. Note that in any two candidate race, C would have clearly won against
both A and B, so why is it that we tolerate any electoral system which cannot
replicate this result?
Unless a candidate initially receives a high enough primary vote, chances
are that they will be eliminated from the competition before the final ‘two
candidate preferred’ decision, even if more voters prefer them to the winner. Consider
the recent case of the electorate of Wentworth, regarded as a possible four-way
tussle by some, but realistically only ever a competition between Peter King
and Malcolm Turnbull. The final contest was between Labor on 44.52 % and the Liberals 55.48%, but
did a majority of the electorate actually prefer Peter King to Malcolm
Turnbull? They would have if all of the Labor and Green voters preferred King
to Turnbull; the approximate results would have been 56.5% for King and 43.5%
for Turnbull. Of course without access to all of the ballot papers, whether
King was preferred to Turnbull is pure speculation and even if he were, that
wouldn’t by itself guarantee a Condorcet victory.
However it should
now be clear that our Preferential Voting system is democratically far from
perfect and leaves too much to the chance element of the exact ordering of
candidate eliminations and preference redistributions. The outcome of the system becomes
especially unpredictable when there are more than two strong candidates as
demonstrated in the Wentworth example. The end effect of the PV system is that
only the preferences between the two parties with the largest number of votes
after preference distribution are considered, and 98% of the time it becomes a
quasi first past the post election between the two major parties, albeit
without ‘wasted votes’. Hence the term and methodology behind the phrase ‘two
party preferred’, a term which has legitimised or at least given credibility to
the continuation of the major party duopoly.
A variation of the strategic voting
that occurs in first past the post stills occurs under Preferential
Voting. Troy Rollo’s article http://www.onlineopinion.com.au/view.asp?article=2413,
provides an exellent example of how strategic voting can still occur under our
current system. Basically his argument was that Green and Labor voters living
in safe Liberal electorates at the last federal election had a much better
chance of electing an independent candidate than a Green or Labor candidate, but
only if they passed up their true first preferences in favour of an
independent, thereby protecting the independent from a premature elimination
from the count, which would otherwise see the Coalition candidate win
comfortably without a more competitive challenge from an independent.
While a Condorcet method will always pick the Condorcet candidate if there
is one, (the candidate a majority prefers over all others) and all other
systems will not, there may sometimes be no single Condorcet winner because of
an ambiguity in the preferences of the electorate. For instance it is possible
for a majority to prefer candidate A over B, B over C and C over A, leading to
a ‘circular tie’. Some people regard the possibility of this situation
occurring as a deficiency of Condorcet voting, but in the words of Russ Paielli
who runs the election methods website http://www.electionmethods.org/
it is not a disadvantage of the system. “Sometimes
no candidate beats each of the other candidates. The result is then ambiguous,
and the ambiguity must be resolved. Such cyclic ambiguities are true
ambiguities in the preferences of the electorate, and the fact that Condorcet
accurately reflects them is not a problem with the Condorcet method itself, as
is often erroneously assumed.”
One method of resolving an ambiguity is to consider the ‘Schwartz set’, which is the innermost
set of candidates for which none inside the set is beaten by any candidate
outside of the set. It is then a matter of eliminating the weakest defeat (the
smallest majority by which a defeat occurs) and recalculating the Schwartz set
until a single winner remains. In our previous example C was the only member of
the Schwartz set and no ambiguity resolution needed to occur. This Condorcet method
of ambiguity resolution is known as ‘Cloneproof Schwartz Sequential Dropping’ http://en.wikipedia.org/wiki/Cloneproof_Schwartz_Sequential_Dropping.
There are many other methods of ambiguity resolution, but CSSD is generally
regarded as the best.
In CSSD as in preferential voting, you could have either compulsory or
optional preferencing. If optional were to be used it would be best to allow
voters the option of giving candidates equal ranking, so that a valid series of
preferences could look like 1,2,2,3,4,5,5,5. Voters who haven’t specified a
candidate rank could either be considered to have no preference about them or,
alternatively, they could be counted as their least preferred candidate. I
favour the default ‘no opinion’, because voters already have the option of ranking
candidates last. A no opinion for a candidate will mean that the voter is
allowing the rest of the electorate to decide their ranking, so no votes are
cast for or against that candidate. Antony Green http://www.onlineopinion.com.au/view.asp?article=3338
highlights the possible use of optional preferential voting in order to offset
the recent rise in informal voting, something that is relevant whether we have
a Condorcet or a Preferential Voting model.
Again, regardless of whether we have a PV or a CSSD system or optional vs
compulsory preference allocation, I suggest changes to the requirements for
candidates standing for the House of Representatives. These are designed to
decrease the number of candidates standing, increase voter knowledge about each
candidate and restrict the field to candidates who actually want to win and try
hard to do so, regardless of their perceived chances. These changes could be
facilitated by increasing the deposit to $1000 (currently at $350) and requiring
each candidate to gather at least 100 signatures from voters in their
electorate.
In the interests of democratic debate, information and education, I suggest
that the AEC do two counts at the next federal election for the House of
Representatives. One count would use PV to decide the winner and another count could
use CSSD to decide the Condorcet winner. This is arguably the only way that the
public could understand and appreciate the Condorcet method and for it to
receive widespread support. Currently no ‘democractic’ government uses a
Condorcet method, but it is rare for a country to use any sort of preferential
model. But a number of organisations have used Condorcet for internal
elections, including the Software in the Public Interest
corporation and the UserLinux project.
Australia has a long and proud history of electoral innovation, let’s
continue the tradition. While we continue to have a parliamentary democracy
with single member electorates, we ought to apply the most effective and democratic
voting system. Condorcet offers that prospect.